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Investment Banking

 

Axiom Investment Banking specializes in transaction-related and strategic advice. On average each member of our team has over 20 years of experience in banking, providing our firm with significant corporate finance experience and contacts, as well as lengthy sell-side and buy-side M&A experience. By pairing our bulge-bracket quality expertise with an intimate, personalized boutique environment, we can provide quality capital raising and advisory services to suit clients’ needs.

Global Relationships

Through our experienced investment banking team, Axiom has relationships with corporations, private equity firms, hedge funds, capital sources, and relevant investors throughout the world. Axiom has especially deep connections in China and greater Asia, providing opportunity in some of the fastest growing emerging markets.

Capital Raising

Private Placements

PIPEs

Self-Underwritten IPOs

Equity

Convertible Debt

Mezzanine Debt

Senior Debt

M&A Advisory

Exclusive Sales & Divestitures

MBOs/LBOs

Bankruptcy & 363 Sales

Buy-Side

Spin-Outs

Strategic Advisory

Sales of Division or Subs.

Advisory

Fairness Opinions

Recapitalizations

Restructurings

Valuations

Strategic Partnering

Litigation Support

Dispute Resolution

 

Public Offerings

(Includes transactions completed at prior firms.)

April 2025

Initial Public Offering
NASDAQ: WXM

$5.6 million

Share Price: $4.00

Shares Offered: 1,400,000

Axiom Capital Management served as joint book runner for the offering.

April 2025

Initial Public Offering
NASDAQ: ATHR

$7.7 million

Share Price: $4.25

Shares Offered: 1,800,000

Axiom Capital Management served as joint book runner for the offering.

 

July 2024

Initial Public Offering
NASDAQ: LHS

$6.75 million

Share Price: $4.50

Shares Offered: 1,500,000

Axiom Capital Management served as underwriter for the offering.

 

 

April 2023

Initial Public Offering
NASDAQ: GDTC

$9.65 million

Share Price: $4.00

Shares Offered: 2,412,369

Axiom Capital Management served as an underwriter for the offering.

 

August 2020

Follow-On Offering
NASDAQ: AIHS

$6 million

Share Price:$0.50

Shares Offered: 12,000,000

Axiom Capital Management served as a book-running manager for the offering.

 

July 2019

Initial Public Offering
NASDAQ: EDTK

$15 million

Share Price: $5.00

Shares Offered: 3,000,000

The undersigned served as Co-Book Running Manager for the offering.

 

April 2020

Initial Public Offering
NASDAQ: WIMI

$26.1 million

Share Price: $5.50

Shares Offered: 4,750,000

The undersigned served as a Bookrunner for the offering.

April 2019

Initial Public Offering
NASDAQ: PBTS

$8.75 million

Share Price: $5.00

Shares Offered: 1,750,000

Axiom served as a selling group member for the offering.

 

February 2019

Initial Public Offering
NASDAQ: IMAC

$4.4 million

Share Price: $5.125

Shares Offered: 850,000

The undersigned served as co-manager for the offering.

 

 

August 2018

Initial Public Offering
NASDAQ: SOLO

$11.5 million

Share Price: $4.25

Shares Offered: 2,705,950

Axiom Capital Management served as an underwriter for the offering.

 

May 2018

Initial Public Offering
NASDAQ: CLPS

$12 million

Share Price: $5.25

Shares Offered: 2,300,000

The undersigned served as underwriter for the offering.

 

November 2016

Initial Public Offering
NASDAQ: SOLO

$10 million

Share Price: $4.00

Shares Offered: 2,501,250

Axiom Capital Management served as a placement agent for the offering.

 

June 2015

Initial Public Offering
NASDAQ: YECO

$15 million

Share Price: $6.75

Shares Offered: 2,250,000

Axiom Capital Management served as a financial advisor for the offering.

 

 

May 2014

China Commercial Credit, Inc.

Initial Public Offering
NASDAQ: CCCR

$8.9 million

Share Price: $6.50

Shares Offered: 1,370,000

Axiom Capital Management served as the sole bookrunner for the offering.

 

 

M&A Deals

(Includes transactions completed at prior firms.)

January 2024

Has Acquired

Brilliant Acquisition Corporation has acquired Nukkleus Inc. through SPAC.

Axiom Capital Management acted as advisor to Brilliant Acquisition Corporation.

December 2022

Has Acquired

Tulcan Management, LLC has acquired Aaron Concrete Contractors, L.P.

Axiom Capital Management acted as financial advisor to Aaron Concrete Contractors, L.P.

December 2020

Has Acquired

Lithko Contracting, LLC has acquired Capitol Concrete Contractors, Inc.

Axiom Capital Management acted as financial advisor to Capitol Concrete Contractors, Inc.

October 2018

Has Acquired

Chanas Aggregates Blanco

Texmix has acquired Chanas Aggregates Blanco

Axiom Capital Management acted as financial advisor to Chanas Aggregates Blanco.

 

May 2019

Has Acquired

SiteOne Landscape Supply has acquired Stone & Soil Depot, Inc.

Axiom Capital Management acted as financial advisor to Stone & Soil Depot, Inc.

 

January 2019

Has Acquired

CRH has acquired JLB Contracting, Inc.

Axiom Capital Management acted as financial advisor to JLB Contracting, Inc.

 

July 2016

Recapitalization

 


JLB Contracting, Inc. was Recapitalized

Axiom Capital Management acted as financial advisor to JLB Contracting, Inc.

 

July 2006

The Carlyle Group has acquired 80% of KBRO.

Axiom Capital Management acted as financial advisor to KBRO.

 

September 2015

Chapter 11 Restructuring


Congress Materials was restructured.

Axiom Capital Management acted as financial advisor to Congress Materials.

 

December 2014

Has Acquired


Redi-Mix Concrete, a subsidiary of US Concrete has acquired MOBILE-CRETE.

Axiom Capital Management acted as financial advisor to MOBILE-CRETE.

 

December 2009

Has Acquired


Oldcastle Materials has acquired The Wheeler Group.

Axiom Capital Management acted as financial advisor to The Wheeler Group.

 

 

Has Acquired

Cemex has acquired Prairie Materials.

Axiom Capital Management acted as financial advisor to Prairie Materials.

May 2003

Has Acquired Assets Of

USS has acquired certain assets of National Steel

Axiom Capital Management acted as financial advisor to USS.

 

February 2006

Has Acquired

GCC has acquired Dacotah Portland Cement

Axiom Capital Management acted as financial advisor to GCC.

 

February 2011

Has Acquired

Oldcastle Materials has acquired Austin Aggregates.

Axiom Capital Management acted as financial advisor to Austin Aggregates.

 

Capital Raising

(Includes transactions completed at prior firms.)

November 2025

Equity Offering

$3.44 million

Axiom Capital Management served as agent for the offering.

March 2016

Initial Public Offering

$39 million

Axiom Capital Management served as underwriter for the offering.

June 2015

Initial Public Offering NASDAQ: YECO

$15.2 million

Share Price: $6.75

Shares Offered: 2,250,000

Axiom Capital Management served as a financial advisor for the offering.

 

 

 

Acquisition Financing

$45 million

Axiom Capital Management served as agent for the offering.

 

 

Acquisition Financing

Axiom Capital Management served as agent and bookrunner for the offering.

February 2003

Equity Offering

$202 million

Axiom Capital Management served as Bookrunner for the offering.

June 2004

Financing

$45 million

Axiom Capital Management served as advisor for the offering.

June 2004

Secondary Offering

$230 million

Axiom Capital Management served as bookrunner for the offering.

June 2004

Debt Financing

$300 million

Axiom Capital Management served as joint bookrunner for the offering.

 

June 2004

Medium Term Notes

$100 million

Axiom Capital Management served as joint bookrunner for the offering.

 

 

Bond Offering

$1.5 billion

Axiom Capital Management served as joint bookrunner for the offering.

 

Bank Financing

$3 billion

Axiom Capital Management served as joint bookrunner for the offering.

 

August 2002

Financing

$300 million

Axiom Capital Management served as joint bookrunner for the offering.

 

Senior Notes

$200 million

Axiom Capital Management served as bookrunner for the offering.

 

Leveraged Recapitalization

€900 million

Axiom Capital Management served as Bookrunner for the offering.

 

Financing

$95 million

Axiom Capital Management served as sole bookrunner for the offering.

September 2000

Acquisition Financing

$2.8 billion

Axiom Capital Management served as bookrunner for the offering.

 

Team