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Eric Miller

Eric Miller

Chief Compliance Officer

Eric Miller has guided Axiom through the ever-changing regulatory environment since joining in 2003. With 30 years of compliance experience and numerous industry licenses he is also Axiom’s Senior Registered Options/Futures Principal, National Commodities Futures Principal as well as a Municipal Securities Principal. From 1995 through 2002 Eric was the Senior Vice President and the Chief Compliance Officer of Ladenburg Capital Management Inc. Prior to joining Ladenburg Capital in 1995, Eric was a Senior Compliance Analyst at Oppenheimer & Co., Inc. (OPCO), and prior to joining OPCO in 1991 was a Senior Compliance Analyst at the American Stock Exchange.

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